Risk/Fraud

May 2021

Check Fraud Prevention

Wed
19
2021
May 19, 2021
1:00-2:00PM

Webinar

June 2021

Identifying Elder Financial Abuse

Tue
1
2021
June 1, 2021
3:00-4:00PM

Webinar

Balancing Risk & Reward for ODFIs Virtual Workshop

Wed
23
2021
June 23-24, 2021

2 Part Virtual Education

July 2021

Mobile RDC Risk

Fri
9
2021
July 9, 2021
2:00-2:30PM

Webinar

Business Continuity Planning

Thu
15
2021
July 15, 2021
10:00-11:00AM

Webinar

Consumer Transfer Risk

Fri
23
2021
July 23, 2021
2:00-2:30PM

Webinar

August 2021

BSA Travel Rule, SARs and CTRs

Tue
3
2021
August 3, 2021
3:00-4:00PM

Webinar

Data Security Best Practices

Fri
6
2021
August 6, 2021
2:00-2:30PM

Webinar

Give a R.I.P.! (Risk in Payments) Virtual Workshop

Tue
10
2021
August 10-11, 2021

2 Part Virtual Education

September 2021

Check Fraud Prevention

Thu
2
2021
September 2, 2021
3:00-4:00PM

Webinar

November 2021

Faster Payments Risk

Tue
30
2021
November 30, 2021
3:00-4:00PM

Webinar

December 2021

Identifying Elder Financial Abuse

Wed
1
2021
December 1, 2021
3:00-4:00PM

Webinar

Payments Fraud

Thu
2
2021
December 2, 2021
3:00-4:00PM

Webinar

BSA Travel Rule, SARs and CTRs

Wed
8
2021
December 8, 2021
3:00-4:00PM

Webinar

June 2021

Wed
23
2021
June 23-24, 2021

Balancing Risk & Reward for ODFIs Virtual Workshop

2 Part Virtual Education

August 2021

Tue
10
2021
August 10-11, 2021

Give a R.I.P.! (Risk in Payments) Virtual Workshop

2 Part Virtual Education

ACH Policies & Procedures (2 Part Series)

On-Demand - AAP Credits 1.2 Each Session

This two-part webinar will show how to develop your own policies and procedures documents. With rapidly evolving financial regulations, keeping current with ACH-related requirements can be a challenge. Regulators at both state and federal levels require board-approved policies to define the scope, strategy, and risk tolerance of an organization’s ACH service. Good procedures can reduce your exposure to operating risk.



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ACH Risk for Cash Management Sales

On-Demand - AAP Credits 1.2

Does your cash or product management personnel know all they need to know about the ACH services they are selling? Are they aware of upcoming rules changes affecting your corporate Originators? Do they know how to keep your customers informed of the rules affecting you as an ODFI? Attend this informative webcast and arm your cash and product management staff with the proper ACH knowledge to protect your institution from loss, while helping them understand the products and services you offer.



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ACH Risk for ODFIs

On-Demand - AAP Credits 1.2

Being an ODFI can be risky if you do not have the right tools. Financial institutions of all sizes need to manage risk to minimize potential losses. Rapid growth, new and evolving products and consumer transfer applications are prevalent ACH trends representing increased risk for ODFIs. The ACH Rules require every financial institution to perform an ACH Risk Assessment. This webcast will cover risks associated with being an ODFI, as well as steps to mitigate these risks.



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ACH Risk for RDFIs

On-Demand - AAP Credits 1.2

RDFIs of all sizes need to be aware of their ACH risk factors. The ACH Rules require every financial institution to perform a Risk Assessment related to their activities within the ACH Network. Proper processing of return items, timely posting of ACH transactions and the exceptions related to Federal Government transactions are just a few of the risks faced by RDFIs. This webcast will cover risks associated with processing transactions from the RDFI side as well as how to mitigate these risks.



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ACH Security Framework

On-Demand - AAP Credits 1.2

In 2013 Nacha implemented the ACH Security Framework designed to protect the security and integrity of certain ACH data throughout its lifecycle. It establishes minimum data security obligations for ACH, all Network participants and requires each participating Depository Financial Institution, Third Party Sender, and Third Party Provider to verify they are compliant in their annual ACH Rules Audit. This session discusses sound practices to consider in helping your institution comply.



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Card Fraud & Risk Management

On-Demand - AAP Credits 1.8

Fraudsters are continually looking for new ways to obtain cardholder information. Unfortunately, by the time you identify a trend or see suspicious activity, the damage has been done and you can only hope to recover some of the loss. This webcast will examine steps you can take to timely identify suspect transactions and mitigate financial risk to your organization.



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Check & RDC Risk

On-Demand - NCP Credits 1.2

Check processing has changed over the past several years and so has your risk. Image Exchange, Remote Printing, Alternative Clearing Networks and now Mobile Remote Deposit Capture have altered the landscape of this vital network. Regulation CC, ECCHO Rules, OC-3 and other important rules and regulations related to check processing have changed as well. This webcast provides an overview of these rules and these new risks, and more importantly, practices you can implement to mitigate those risks.



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Consumer Transfer Risk

On-Demand - AAP Credits 1.0

Many financial institutions offer consumer transfers, allowing a consumer to transfer funds from their financial institution to credit or debit their account at another financial institution. This can be a very valuable consumer service. However, there are several risks associated with these transfers that must be properly addressed to prevent possible loss or fraud. If you are currently offering this service or are considering it in the future, you will want to attend this important webcast.



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Corporate Account Takeover

On-Demand - AAP Credits 1.0

Risks to the payments network are ever-changing. Cyber-thieves are becoming increasingly sophisticated at exploiting vulnerabilities in corporate systems in order to commit fraud. In 2010, Nacha issued a policy statement addressing the importance of ODFIs utilizing sound business practices to prevent and mitigate risk of Corporate Account Takeover within the ACH Network. Join us and let us provide you with tools to help protect you and your corporate customers against these threats.



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Critical Risk Management for ODFIs

On-Demand – 4 hours - AAP/APRP Credits 4.5

Did you know that the ODFI takes on all the warranties and responsibilities for each and every ACH Entry they transmit into the network? What does this mean? This workshop will navigate you through the ACH Network specifically helping you understand the risks of origination and what processes need to be implemented to help mitigate these risks. Understanding and managing these risks appropriately will help protect your financial institution from being subject to the Rules Enforcement process.

SFE Education Club - 6 Points



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Elder Financial Abuse

On-Demand - AAP Credits 1.0

Each year approximately 2,500 cases of financial elder abuse are reported just in the San Francisco area alone. This is a serious and silent crime that needs to be addressed. Do you know that your financial institution may be required by law to report any "suspected" cases of elder abuse? This session will discuss common scams that affect the elderly, the psycology behind these scams and ways your financial institutions can identify and help prevent these scams from occurring.



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End-to-End Data Security

On-Demand

This session addresses the electronic payments-based data security space, the types of breaches being experienced, and approaches the industry has taken to manage payments-based data security. We will also discuss the recent supplement to the FFIEC issued Guidance around Authentication in an Internet Banking Environment, which identifies increased risk and requires financial institutions to review their tools for online authentication and authorization. This session will help you better protect your financial institution and consumer clients as well as ensure compliance with the FFIEC guidance.



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Faster Payments Risk

On-Demand - AAP Credits 1.2

Although they move us forward when it comes to speed, Faster Payments can also mean faster fraud. As you determine your strategy, you must also address risk management aspects in your Risk Assessment. This session will discuss some of the various risks associated with Faster Payments.



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FFIEC & Corporate Account Takeover

On-Demand - AAP Credits 1.0

Corporate Account Takeover is nothing new, but the threats are increasing and financial institutions are being further tasked by regulators to protect their clients from these ongoing dangers. Learn how to protect your corporate and consumer clients, as well as ensure compliance with FFIEC Guidance. The FFIEC issued Guidance on Authentication in an Internet Banking Environment, as well as a supplement to this guidance which identifies increased risk and requires financial institutions to review its tools for online authentication and authorization. We will also discuss corporate account takeover and best practices you can implement to help prevent this from occurring.



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Key Elements in an ACH Risk Management Program

On-Demand - AAP Credits 1.2

Speakers in this session examine components of an ODFI risk assessment while highlighting some less-than-obvious considerations. Have you really thought of everything from the ODFI perspective? Have you considered every area-from systems to vendors, compliance to legal, and operations to credit? Reviewed third-party processors and senders? This session enables you to answer such questions as: Did I consider that in our risk assessment? Should I revisit our existing assessment? Am I really prepared to share this with our audit group? What about the regulators?



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Mobile & Consumer Capture Risk

On-Demand - AAP Credits 1.0

Consumer and Mobile Remote Deposit Capture is the fastest growing trend in a rapidly changing industry. If you offer this product now or plan to offer it in the near future, attend this important webcast and learn about the potential risks and how to mitigate them.



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Nacha Return Rules - Risk Enforcement and Quality

On-Demand - AAP Credits 1.2

Nacha recently passed two Rules amendments. The first lowers existing return rate thresholds, establishes return rate levels for "administrative returns" and an overall return rate level. The second creates an Unauthorized Entry Fee which establishes fees paid by the ODFI to the RDFI. These rules will impact every participant in the ACH network. Join us for this special webinar to discuss the impact to your organization and help ensure your complicate with these rule changes.



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Payments Fraud

On-Demand - AAP Credits 1.2

Financial thieves are business people, just like us. Their job is to learn the cracks in our systems. Our job is to fill those cracks. Gain the tools needed to develop effective anti-fraud policies and procedures, mitigate risk and protect your financial institution. Learn the latest scams affecting the payments industry and sound practices to protect your organization against schemes such as phishing, spoofing, identity theft and other types of fraud.



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Mitigating Risk Through Your ACH Origination Agreements

On-Demand - AAP Credits 1.2

Electronic payments continue to thrive, and as a result, more legal issues have arisen. We are all working on better ways to manage risk but how are we communicating that to our origination customers? If you do not put your expectations in writing, they will not hold up in a court of law. You must take the necessary steps to cover yourself from liability. This session helps you understand what must be in your agreements and helps you apply sound practices with your customers.



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Third-Party Risk

On-Demand - AAP Credits 1.2

Third-Party Processors, Third-Party Senders, and Direct Access each represent a different relationship that may exist between a financial institution and different organizations.  All of these relationships create its own unique risk.  This webcast will help you identify which role your organization and any of the third parties you do business with fall into, and provide you with ways to mitigate your risk.



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Wire Fraud

On-Demand - AAP Credits 1.0

Preventing wire fraud requires an understanding of how these acts take place. Whether you're a financial institution, payment processor or corporate practitioner, it's vital that you have a full comprehension of wire fraud, the elements involved and the steps you can take to mitigate this potentially costly crime from happening. Attend this 30-minute presentation and we will provide the information and tools you need to mitigate risk when sending or processing wires.



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Wire Transfer Agreements

On-Demand - AAP Credits 1.8

Your Wire Transfer Agreement should be an integral part of your organization's Risk Management Program. Clients are transferring very large amounts of money through your institution and the liabilities and obligations should both be properly documented. In the event of a dispute or claim of an unauthorized transfer, you should be confident that your agreements provide your organization the protection that it needs.



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